Best Investors
Account
Sign in
Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-07-05 |
| VT | RA | APPROVED | 2022-01-26 |
Branch Locations
100 Bank St Suite 500, Burlington, VT 05401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | Burlington | VT | 07/2021 | Present |
| Mml Investors Services, Llc | Burlington | VT | 07/2021 | Present |
| Mountain View Productions | Antibes | 09/2018 | 10/2018 | |
| Independant Contractor | Fort Lauderdale | FL | 05/2015 | 05/2021 |
(1) Name: Surmava Enterprises LLC, Inv Rel: Y, Add: At Residential Address, Nature: Personal LLC for MMLIS compensation, Position: Owner, Start date: 09/01/2021, No. HR/MO: 0, No. HR/MO during sec trading: 0, Describe duties: LLC for compensation as a financial advisor. (2) Name: Advanz Pay, Inv Rel: Y, Add: 50 Lakeside Ave, Burlington, VT 05401, Nature: Earned Wage Access Financial Technology Company, Position: Co-Founder/US Principle, Start date: 04/01/2025, No. HR/MO: 12, No. HR/MO during sec trading: 0, Describe duties: Bring tech to HR companies mainly in the government and healthcare sectors to integrate into payroll systems (3) Name: Bravo Below Deck Mediterranean, Inv Rel: N, Add: 30 Rockefeller Plaza, Floor 8, New York, NY 10112, Nature: Filming for a TV Show, Position: Friend who surprises chief stew for a mini bachelorette party, Start date: 09/06/2025, No. HR/MO: 96, No. HR/MO during sec trading: 72, Describe duties: One episode appearance
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-01-14 |
Reach out to this advisor