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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-08-27 |
| TX | RA | APPROVED | 2025-08-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 07/2021 | Present |
| Dopkins & Company | Buffalo | NY | 09/2017 | 07/2021 |
| Tip Top Delivery | Cheektowaga | NY | 05/2017 | 09/2017 |
| St. Bonaventure University | St. Bonaventure | NY | 08/2012 | 05/2017 |
| St. Bonaventure University | St. Bonaventure | NY | 09/2016 | 05/2017 |
| Dilworth Neighborhood Grille | Charlotte | NC | 08/2021 | 09/2021 |
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-09-29 |
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