Carter Wallace Howes

Employer firm

M Holdings Securities, Inc. CRD 43285

$3.21B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

M Holdings Securities, Inc.

1125 N.W. Couch Street Suite 900, Portland, OR 97209 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2025-01-02
KS	RA	APPROVED	2021-11-04

MO RA
APPROVED

Since 2025-01-02
KS RA
APPROVED

Since 2021-11-04

Branch Locations

3500 W. 75Th Street Suite 200, Prairie Village, KS 66208 • United States

1125 N.W. Couch St., Ste. 900, Portland, OR 97209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mcinnes Group, Inc	Prairie Village	KS	05/2019	08/2019
Mcinnes Group, Inc.	Prairie Village	KS	06/2020	08/2020
Mcinnes Group, Inc.	Prairie Village	KS	01/2021	Present
Benedictine College	Atchison	KS	08/2016	05/2021

05/2019 → 08/2019

Mcinnes Group, Inc

Prairie Village, KS
06/2020 → 08/2020

Mcinnes Group, Inc.

Prairie Village, KS
01/2021 → Present

Mcinnes Group, Inc.

Prairie Village, KS
08/2016 → 05/2021

Benedictine College

Atchison, KS

Other Businesses

1) McInnes Group, Inc.; 3500 West 75th Street, Suite 200, Prairie Village, KS 66208; 06/01/2021; Financial Analyst; Retirement planning, insurance sales; Investment Related; 160 hours/month; 160 hours/month during business hours; Wages/Salary.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-10-28

S65 Uniform Investment Adviser Law Examination

2021-10-28

Other Names

Carter Howes

View on SEC IAPD