Best Investors Account Sign in

William B Sullivan

J.P. Morgan Securities LLC

Charlotte, NC

Claim This Profile
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-09-15
TX RA APPROVED 2025-09-15
  • NC RA
    APPROVED
    Since 2025-09-15
  • TX RA
    APPROVED
    Since 2025-09-15

Branch Locations

4350 Congress Street Floor 01, Charlotte, NC 28209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Purshe Kaplan Sterling Investments Albany NY 08/2021 07/2022
49 Financial Austin TX 07/2021 06/2022
Unemployed Providence RI 06/2021 06/2021
Abiomed Danvers MA 06/2019 08/2019
Providence College Providence RI 08/2017 05/2021
St Johns Prep Danvers RI 08/2013 06/2017
Unemployed North Andover MA 07/2017 07/2017
Jpmorgan Chase Bank, Na Chicago IL 07/2022 Present
Jpmorgan Securities, Llc Chicago IL 07/2022 Present
  • 08/2021 → 07/2022
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 07/2021 → 06/2022
    49 Financial
    Austin, TX
  • 06/2021 → 06/2021
    Unemployed
    Providence, RI
  • 06/2019 → 08/2019
    Abiomed
    Danvers, MA
  • 08/2017 → 05/2021
    Providence College
    Providence, RI
  • 08/2013 → 06/2017
    St Johns Prep
    Danvers, RI
  • 07/2017 → 07/2017
    Unemployed
    North Andover, MA
  • 07/2022 → Present
    Jpmorgan Chase Bank, Na
    Chicago, IL
  • 07/2022 → Present
    Jpmorgan Securities, Llc
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-09-15
S63 Uniform Securities Agent State Law Examination 2021-09-03
  • S65 Uniform Investment Adviser Law Examination
    2025-09-15
  • S63 Uniform Securities Agent State Law Examination
    2021-09-03
Other Names
  • William Benning Sullivan

View on SEC IAPD

Other Firms

FIRST TRYON ADVISORS
MUIRFIELD WEALTH ADVISORS LLC
MAI CAPITAL MANAGEMENT, LLC
LPL FINANCIAL LLC
ARKADIOS WEALTH ADVISORS
MODERA WEALTH MANAGEMENT, LLC
TLG ADVISORS, INC.
CAPITALA PRIVATE ADVISORS, LLC

Other Investors

JOSHUA REESE BAILEY
PHILIP REESE BAILEY
MICHELE V STUTTS
BRANDON RICHARD PHILLIPS
BERT DEEMS MAY
LEILA TARATUS EVANS
Lindie Rheeder
Emily Ruth Johnson

Other Offices

FIRST TRYON ADVISORS · CHARLOTTE, NC
MUIRFIELD WEALTH ADVISORS LLC · CHARLOTTE, NC
MAI CAPITAL MANAGEMENT, LLC · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC
ARKADIOS WEALTH ADVISORS · Charlotte, NC
MODERA WEALTH MANAGEMENT, LLC · CHARLOTTE, NC
TLG ADVISORS, INC. · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC

More in Charlotte, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor