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Inactive

Cory James Shaver

M Holdings Securities, Inc.

Kalamazoo, MI

Portland, OR

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Current Employers
M Holdings Securities, Inc.

1125 N.W. Couch Street Suite 900, Portland, OR 97209 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2022-06-02
  • MI RA
    APPROVED
    Since 2022-06-02

Branch Locations

244 North Rose Street, Kalamazoo, MI 49007 • United States

1125 N.W. Couch St., Ste. 900, Portland, OR 97209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rose Street Advisors Kalamazoo MI 07/2021 Present
Summit Pointe Battle Creek MI 08/2018 07/2021
Western Michigan University Kalamazoo MI 01/2016 06/2018
Unemployed Hastings MI 06/2018 08/2018
  • 07/2021 → Present
    Rose Street Advisors
    Kalamazoo, MI
  • 08/2018 → 07/2021
    Summit Pointe
    Battle Creek, MI
  • 01/2016 → 06/2018
    Western Michigan University
    Kalamazoo, MI
  • 06/2018 → 08/2018
    Unemployed
    Hastings, MI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-06-02
  • S65 Uniform Investment Adviser Law Examination
    2022-06-02

View on SEC IAPD

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