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345 California Street Suite 600, San Francisco, CA 94104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-05-19 |
Branch Locations
345 California Street Suite 600, San Francisco, CA 94104 • United States
Southlake, TX • United States
545 E. John Carpenter Frwy Suite 1100, Irving, TX 75062 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade, Inc. | Southlake | TX | 07/2021 | 04/2022 |
| The University Of Texas At Dallas | Richardson | TX | 01/2021 | 12/2023 |
| Unemployed | Southlake | TX | 07/2020 | 01/2021 |
| Sdk Desserts Llc | Frisco | TX | 06/2018 | 07/2020 |
| Texas Health Resources Fort Worth | Fort Worth | TX | 01/2017 | 05/2018 |
| Plaza Medical Center Of Fort Worth | Fort Worth | TX | 10/2016 | 01/2017 |
| Cetera Financial Specialists Llc | Schuamburg | IL | 10/2022 | 08/2024 |
| Frank Raymond Inc | Livermore | CA | 02/2024 | 08/2024 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 07/2024 | 08/2024 |
| Raymond James Financial Services, Inc. | Dallas | TX | 08/2024 | 04/2025 |
| Raymond James Financial Services Advisors, Inc. | Dallas | TX | 08/2024 | 04/2025 |
| Alicorn Investment Management, Inc | Dallas | TX | 08/2024 | 04/2025 |
| Farther | Irving | TX | 04/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-06-28 |
| S63 | Uniform Securities Agent State Law Examination | 2021-11-23 |
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