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Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-05-22 |
| TX | RA | APPROVED | 2024-05-22 |
Branch Locations
3500 John F Kennedy Parkway Suite 300, Fort Collins, CO 80525 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| England Logistics, Inc | Greeley | CO | 08/2006 | 06/2021 |
| Unemployed | Windsor | CO | 06/2021 | 08/2021 |
| Thrivent Investment Management Inc | Windsor | CO | 08/2021 | 06/2023 |
| Full Nelson Real Estate & Property Management Llc | Windsor | CO | 08/2021 | 02/2022 |
| Thrivent Financial | Appleton | WI | 02/2022 | 06/2023 |
| Lpl Financial Llc | Loveland | CO | 06/2023 | 05/2024 |
| Wells Fargo Advisors Financial Network, Llc | Loveland | CO | 05/2024 | Present |
1) 06/2023 - RL Farmer Wealth Strategies / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 5) 06/2023 - FULL NELSON REAL ESTATE & PROPERTY MANAGEMENT, LLC / Real Estate Rental / Not Investment Related / Windsor CO / Start date 07/06/2021 - 1 Hrs per month SOCCER REFEREE: INV RELATED; WINDSOR, CO; 100% OWNERSHIP; START; 05/30/2010; 48 HOURS PER MONTH; 0 HOURS DURING TRADING; SOCCER REFEREE SOLE PROPRIETORSHIP. FESTIV EVENTS SERVICE TEAM LLC; INV RELATED; WINDSOR, CO; 100% OWNERSHIP; START 04/06/2023; 40 HOURS PER MONTH; 0 HOURS DURING TRADING; MOBILE DJ.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-12-13 |
| S63 | Uniform Securities Agent State Law Examination | 2021-12-02 |
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