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Thomas Robert Manuel

Osaic Wealth, Inc.

Chicago, IL

Charlotte, NC

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-10-08
NC RA APPROVED 2025-10-08
  • IL RA
    APPROVED
    Since 2025-10-08
  • NC RA
    APPROVED
    Since 2025-10-08

Branch Locations

8755 West Higgins Road Suite 200, Chicago, IL 60631 • United States

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 07/2021 Present
Gaiser Financial Group Greensboro NC 08/2020 07/2021
Greensboro Country Club Greensboro NC 05/2020 08/2020
Volvo Group Trucks Greensboro NC 08/2019 03/2020
The Cheesecake Factory Greensboro NC 03/2019 08/2019
Ups Greensboro NC 12/2018 01/2019
Jimmy John's Gourmet Sandwiches Cornelius NC 04/2016 08/2018
William A. Hough High School Cornelius NC 08/2013 05/2017
Unemployed Greensboro NC 08/2018 12/2018
University Of North Carolina Greensboro NC 08/2017 05/2021
Osaic Wealth, Inc. Chicago IL 09/2025 Present
  • 07/2021 → Present
    The Vanguard Group, Inc.
    Charlotte, NC
  • 08/2020 → 07/2021
    Gaiser Financial Group
    Greensboro, NC
  • 05/2020 → 08/2020
    Greensboro Country Club
    Greensboro, NC
  • 08/2019 → 03/2020
    Volvo Group Trucks
    Greensboro, NC
  • 03/2019 → 08/2019
    The Cheesecake Factory
    Greensboro, NC
  • 12/2018 → 01/2019
    Ups
    Greensboro, NC
  • 04/2016 → 08/2018
    Jimmy John's Gourmet Sandwiches
    Cornelius, NC
  • 08/2013 → 05/2017
    William A. Hough High School
    Cornelius, NC
  • 08/2018 → 12/2018
    Unemployed
    Greensboro, NC
  • 08/2017 → 05/2021
    University Of North Carolina
    Greensboro, NC
  • 09/2025 → Present
    Osaic Wealth, Inc.
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-10-03
S63 Uniform Securities Agent State Law Examination 2021-09-10
  • S65 Uniform Investment Adviser Law Examination
    2025-10-03
  • S63 Uniform Securities Agent State Law Examination
    2021-09-10
Other Names
  • Thomas Manuel

View on SEC IAPD

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GUGGENHEIM INVESTMENTS
PEKIN HARDY STRAUSS, INC.
SPIDERROCK ADVISORS, LLC
PROSPECT PARTNERS ADVISORS LLC
DOYENNE WEALTH ADVISORS

Other Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN
PHILIP JOHN RIDOLPHI
SUSAN MARY SHACKLETTE
KRISTI LYNN MILLS
NATHANIEL MITCHELL COLEMAN
KEITH MATTHEW CARDOZA

Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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