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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-08-01
  • AZ RA
    APPROVED
    Since 2025-08-01

Branch Locations

16165 North 83Rd Ave Suite #200, Peoria, AZ 85382 • United States

20301 North Hayden Road Suite E115, Scottsdale, AZ 85255-5454 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Peoria AZ 03/2021 Present
United States Air Force Moody Afb/Valdosta GA 09/2012 09/2018
University Of West Florida Pensacola FL 08/2018 12/2020
Charles Schwab Bank, Ssb Peoria AZ 03/2025 Present
  • 03/2021 → Present
    Peoria, AZ
  • 09/2012 → 09/2018
    United States Air Force
    Moody Afb/Valdosta, GA
  • 08/2018 → 12/2020
    University Of West Florida
    Pensacola, FL
  • 03/2025 → Present
    Charles Schwab Bank, Ssb
    Peoria, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-21
S63 Uniform Securities Agent State Law Examination 2021-10-22
  • S66 Uniform Combined State Law Examination
    2025-07-21
  • S63 Uniform Securities Agent State Law Examination
    2021-10-22
Other Names
  • Alex Johnson
  • Alexander E. Johnson

View on SEC IAPD

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