Jeffrey Earl Harvey

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2011 → Present
  Principal Securities Inc
  Seattle, WA
• 03/2011 → Present
  Principal Life Insurance Company
  Seattle, WA

Previous Registrations

• 2005-06-10 → 2009-04-20
  Russell Investments
  Tacoma, WA

Other Businesses

***Rental Property; Not Investment Related; Eugene, OR; Owner; Rental property that receives rental income.; Start Date: 10/01/2020; 2 hrs per month; 0 during trading hours. PRINCIPAL BANK AND PRINCIPAL TRUST COMPANY POSITION: Bank/Trust Officer NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 02/22/2022 ADDRESS: 520 Pike Street Suite 1450, Seattle WA 98101, United States DESCRIPTION: Formally designated a bank officer in order to access information and adequately support/manage Principal retirement plan account relationships across both the insurance/broker-dealer and bank/trust offerings of Principal.

Exams

• S66 Uniform Combined State Law Examination
  2005-05-09