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Jason Wayne Spray

LPl Financial LLC

Mount Vernon, OH

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2022-03-08
  • OH RA
    APPROVED
    Since 2022-03-08

Branch Locations

403 Newark Rd, Mount Vernon, OH 43050 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
United States Navy / Dfas-Cl/Jflp Cleveland OH 05/2005 01/2022
Lpl Financial, Llc Mt. Vernon OH 11/2021 Present
  • 05/2005 → 01/2022
    United States Navy / Dfas-Cl/Jflp
    Cleveland, OH
  • 11/2021 → Present
    Lpl Financial, Llc
    Mt. Vernon, OH
Other Businesses

1-11/2/2021-Lambert Investment Group/DBA for LPL Business (entity for LPL business)/Investment Related/0/403 NEWARK RD MOUNT VERNON, OH 43050

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-04
  • S66 Uniform Combined State Law Examination
    2022-03-04
Other Names
  • Jason Wayne Spray
  • Jason Spray

View on SEC IAPD

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Other Offices

EDWARD JONES · MOUNT VERNON, OH
AE WEALTH MANAGEMENT, LLC · Mount Vernon, OH
SIGNATURE EQUITY PARTNERS, LLC · Mount Vernon, OH
EDWARD JONES · MT VERNON, OH
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Mount Vernon, OH
MOUNT VERNON FINANCIAL · MOUNT VERNON, OH
EDWARD JONES · MT VERNON, OH
VALMARK ADVISERS, INC. · MT. VERNON, OH

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