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Joseph Clark Murray

Vanguard Advisers, Inc.

Charlotte, NC

CRD 7412686

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-12-12
TX RA APPROVED 2023-12-12
  • NC RA
    APPROVED
    Since 2023-12-12
  • TX RA
    APPROVED
    Since 2023-12-12

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 07/2021 Present
East Greenwich High School East Greenwich RI 08/2013 05/2017
La Masseria East Greenwich RI 05/2016 07/2017
University Of South Carolina Columbia SC 08/2017 05/2021
Chelo's Waterfront Bar And Grille Warwick RI 05/2018 08/2018
Newport Experience Newport RI 05/2019 08/2019
South Carolina Small Business Columbia SC 08/2020 12/2020
Vanguard Marketing Corporation Charlotte NC 07/2021 Present
Vanguard Advisers, Inc. Charlotte NC 12/2023 Present
  • 07/2021 → Present
    The Vanguard Group, Inc.
    Charlotte, NC
  • 08/2013 → 05/2017
    East Greenwich High School
    East Greenwich, RI
  • 05/2016 → 07/2017
    La Masseria
    East Greenwich, RI
  • 08/2017 → 05/2021
    University Of South Carolina
    Columbia, SC
  • 05/2018 → 08/2018
    Chelo's Waterfront Bar And Grille
    Warwick, RI
  • 05/2019 → 08/2019
    Newport Experience
    Newport, RI
  • 08/2020 → 12/2020
    South Carolina Small Business
    Columbia, SC
  • 07/2021 → Present
    Vanguard Marketing Corporation
    Charlotte, NC
  • 12/2023 → Present
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-04
S63 Uniform Securities Agent State Law Examination 2021-10-11
  • S66 Uniform Combined State Law Examination
    2023-12-04
  • S63 Uniform Securities Agent State Law Examination
    2021-10-11
Other Names
  • Joe Clark Murray
  • Joseph Murray

View on SEC IAPD

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