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Yongsheng Xu

Sun Global LLC

King Of Prussia, PA

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Current Employers
Sun Global Llc

640 Freedom Business Center Dr #340, King Of Prussia, PA 19406 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2026-08-18
NY RA APPROVED 2026-08-17
NC RA APPROVED 2026-06-17
MI RA APPROVED 2026-06-12
WA RA APPROVED 2026-02-03
VA RA APPROVED 2025-10-09
DE RA APPROVED 2025-05-12
MA RA APPROVED 2025-01-10
MD RA APPROVED 2024-10-07
DC RA APPROVED 2024-09-06
IL RA APPROVED 2024-09-05
CA RA APPROVED 2024-07-31
NJ RA APPROVED 2023-01-20
PA RA APPROVED 2022-09-28
TX RA APPROVED 2022-09-27
OH RA APPROVED 2022-07-29
  • GA RA
    APPROVED
    Since 2026-08-18
  • NY RA
    APPROVED
    Since 2026-08-17
  • NC RA
    APPROVED
    Since 2026-06-17
  • MI RA
    APPROVED
    Since 2026-06-12
  • WA RA
    APPROVED
    Since 2026-02-03
  • VA RA
    APPROVED
    Since 2025-10-09
  • DE RA
    APPROVED
    Since 2025-05-12
  • MA RA
    APPROVED
    Since 2025-01-10
  • MD RA
    APPROVED
    Since 2024-10-07
  • DC RA
    APPROVED
    Since 2024-09-06
  • IL RA
    APPROVED
    Since 2024-09-05
  • CA RA
    APPROVED
    Since 2024-07-31
  • NJ RA
    APPROVED
    Since 2023-01-20
  • PA RA
    APPROVED
    Since 2022-09-28
  • TX RA
    APPROVED
    Since 2022-09-27
  • OH RA
    APPROVED
    Since 2022-07-29

Branch Locations

640 Freedom Business Center Dr #340, King Of Prussia, PA 19406 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Transpacific Financial, Inc. Monrovia CA 08/2019 09/2025
Globalink Securities, Inc Pasadena CA 10/2020 10/2021
Sun Global, Llc Wilmington DE 06/2011 10/2021
Citi Bank Wilmingtion DE 06/2014 02/2019
Sun Global Llc Wilmington DE 10/2021 Present
Sun Global Llc Wilmington DE 10/2021 Present
Fiso Group Llc Chicago IL 05/2024 Present
  • 08/2019 → 09/2025
    Transpacific Financial, Inc.
    Monrovia, CA
  • 10/2020 → 10/2021
    Globalink Securities, Inc
    Pasadena, CA
  • 06/2011 → 10/2021
    Wilmington, DE
  • 06/2014 → 02/2019
    Citi Bank
    Wilmingtion, DE
  • 10/2021 → Present
    Wilmington, DE
  • 10/2021 → Present
    Wilmington, DE
  • 05/2024 → Present
    Fiso Group Llc
    Chicago, IL
Other Businesses

1. Transpacific Financial, Inc., Monrovia, California, Fixed Insurance Agent/Producer from 08/2019, 160 hours per month, commission base. sell fixed insurance products. Not securities related. 2. Sun Global, LLC., Wilmington, DE, Owner from 10/2010, 160 hours per month, commission base, sell fixed insurance products. Not securities related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-07-24
S66 Uniform Combined State Law Examination 2020-08-19
S63 Uniform Securities Agent State Law Examination 2006-10-04
  • S65 Uniform Investment Adviser Law Examination
    2026-07-24
  • S66 Uniform Combined State Law Examination
    2020-08-19
  • S63 Uniform Securities Agent State Law Examination
    2006-10-04

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