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Charlotte Claire Legrand Allen

Riverfront Investment Group, LLC

Roswell, GA

Richmond, VA

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Current Employers
Riverfront Investment Group, Llc

1214 East Cary Street, Richmond, VA 23219 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2026-05-11
VA RA APPROVED 2021-08-17
  • GA RA
    APPROVED
    Since 2026-05-11
  • VA RA
    APPROVED
    Since 2021-08-17

Branch Locations

Roswell, GA • United States

1214 East Cary Street, Richmond, VA 23219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alps Distributors, Inc. Denver CO 07/2021 05/2026
Riverfront Investment Group, Llc Richmond VA 05/2021 12/2021
Exane Derivatives Paris 09/2018 09/2019
Exane Bnp Paribas Paris 12/2017 05/2018
Oddo Bhf Paris 09/2016 09/2017
Unemployed Amelia Court House VA 10/2019 05/2021
Unemployed Paris 06/2018 08/2018
Riverfront Investment Group, Llc Richmond VA 01/2022 04/2023
Riverfront Investment Group, Llc. Richmond VA 04/2023 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-19
  • S66 Uniform Combined State Law Examination
    2021-05-19
Other Names
  • Charlotte Claire Allen
  • Claire Allen
  • Charlotte Legrand
  • Charlotte Claire Legrand

View on SEC IAPD

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