Korosh Ataei

Current Employers

Employment History

• 07/2021 → 07/2022
  Equitable Advisors, Llc
  New York, NY
• 06/2016 → 05/2020
  University Of Houston
  Houston, TX
• 08/2019 → 03/2020
  Ambassador Theater Group
  Sugar Land, TX
• 06/2020 → 07/2021
  Unemployed
  Fresno, TX
• 08/2018 → 08/2019
  Ace Parking
  Sugar Land, TX
• 05/2016 → 09/2016
  Westchase Clinical Associates
  Houston, TX
• 05/2017 → 11/2017
  Newks Eatery
  Sugar Land, TX
• 07/2022 → 04/2024
  Gwn Securities, Inc
  Palm Beach Gardens, FL
• 04/2024 → 12/2024
  Innovation Partners Llc
  Charlotte, NC
• 04/2024 → 11/2024
  Catalyst Wealth Management Llc
  Houston, TX
• 11/2024 → 12/2024
  Ip Financial Advisory Services Llc
  Charlotte, NC
• 01/2025 → Present
  Symphony Financial, Ltd. Co.
  Houston, TX
• 01/2025 → Present
  Lpl Financial
  Houston, TX

Previous Registrations

• 2024-11-12 → 2025-01-30
  Ip Financial Advisory Services Llc
  Charlotte, NC
  Fresno, TX
• 2024-04-19 → 2024-11-14
  Catalyst Wealth Management Llc
  Houston, TX
  Fresno, TX
• 2022-07-15 → 2024-04-19
  Gwn Securities Inc.
  Palm Beach Gardens, FL
  Houston, TX
  Palm Beach Gardens, FL
• 2022-01-28 → 2022-07-19
  Equitable Advisors, Llc
  Houston, TX

Other Businesses

1. 12/19/2024- Apex Wealth and Risk Management- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s)- Start Date 12/11/2024 2. 01/15/2025- Symphony Financial Limited Co- Registered Investment Advisor - INV Related- At Reported Business Location(s)- Start date 12/11/2024- 160 Hours Per Month- 8 Hours During Trading- I provide investment advisory services through Symphony Financial Limited Co, an independent investment advisor firm. I started this business activity in 12/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2021-12-22