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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-01-29
  • NC RA
    APPROVED
    Since 2024-01-29

Branch Locations

8500 Andrew Carnegie Blvd. Charlotte Regional, Charlotte, NC 28262 • United States

Mooresville, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Woodland Heights Elementary Mooresville NC 08/2019 06/2021
Quincy Public School District Quincy IL 08/2018 06/2019
University Of Wisconsin-Whitewater Whitewater WI 09/2014 05/2018
Equitable Advisors, Llc New York NY 07/2021 06/2022
Tiaa-Cref Individual & Institutional Services, Llc Charlotte NC 06/2022 Present
Tiaa Charlotte NC 06/2022 Present
Academy Sports And Outdoors Mooresville NC 05/2020 03/2021
  • 08/2019 → 06/2021
    Woodland Heights Elementary
    Mooresville, NC
  • 08/2018 → 06/2019
    Quincy Public School District
    Quincy, IL
  • 09/2014 → 05/2018
    University Of Wisconsin-Whitewater
    Whitewater, WI
  • 07/2021 → 06/2022
    Equitable Advisors, Llc
    New York, NY
  • 06/2022 → Present
    Charlotte, NC
  • 06/2022 → Present
    Tiaa
    Charlotte, NC
  • 05/2020 → 03/2021
    Academy Sports And Outdoors
    Mooresville, NC
Other Businesses

(1) COOLSTUFFINC POSITION: Writer NATURE: Once per week, I write a 800-1000 word article on a various Magic: The Gathering topic for the website. INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 06/13/2024 ADDRESS: 8550 South US Highway 17/92, Maitland FL 32751, United States DESCRIPTION: Free Lance Writing (2) EDHREC (SPACE COW MEDIA) POSITION: Freelance Writer NATURE: EDHREC is a Magic: The Gathering deck analysis tool for the Commander format. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 04/07/2025 ADDRESS: 8174 Lark Brown Rd, Suite 101, Elkridge MD 21705, United States DESCRIPTION: Writing articles about Magic the Gathering Cards.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-29
S63 Uniform Securities Agent State Law Examination 2021-09-18
  • S66 Uniform Combined State Law Examination
    2024-01-29
  • S63 Uniform Securities Agent State Law Examination
    2021-09-18
Other Names
  • Levi Perry
  • Levi Jd Perry

View on SEC IAPD

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