Allison Derosas

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2021 → 06/2022
  Merrill Lynch
  Santa Barbara, CA
• 06/2019 → 05/2021
  Jpmorgan Chase
  Aliso Viejo, CA
• 07/2021 → 03/2022
  Seymour Duncan
  Goleta, CA
• 07/2022 → 10/2022
  Unemployed
  Mission Viejo, CA
• 01/2012 → 12/2020
  Schooling
  Mission Viejo, CA
• 06/2018 → 07/2019
  Nordstrom
  Laguna Hills, CA
• 10/2022 → 11/2023
  Pacific Life
  Newport Beach, CA
• 11/2023 → Present
  Wells Fargo Clearing Services, Llc
  La Jolla, CA

Previous Registrations

• 2023-12-15 → 2024-03-05
  Wells Fargo Clearing Services, Llc
  La Jolla, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-09-13
• S65 Uniform Investment Adviser Law Examination
  2023-09-13
• S63 Uniform Securities Agent State Law Examination
  2023-04-27

Other Names

• Allison De Rosas