Best Investors
Account
Sign in
Best Investors
Account
Sign in
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-10-29 |
| CA | RA | APPROVED | 2024-05-24 |
Branch Locations
520 Newport Center Dr Ste 1700, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch | Santa Barbara | CA | 05/2021 | 06/2022 |
| Jpmorgan Chase | Aliso Viejo | CA | 06/2019 | 05/2021 |
| Seymour Duncan | Goleta | CA | 07/2021 | 03/2022 |
| Unemployed | Mission Viejo | CA | 07/2022 | 10/2022 |
| Schooling | Mission Viejo | CA | 01/2012 | 12/2020 |
| Nordstrom | Laguna Hills | CA | 06/2018 | 07/2019 |
| Pacific Life | Newport Beach | CA | 10/2022 | 11/2023 |
| Wells Fargo Clearing Services, Llc | La Jolla | CA | 11/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-09-13 |
| S65 | Uniform Investment Adviser Law Examination | 2023-09-13 |
| S63 | Uniform Securities Agent State Law Examination | 2023-04-27 |
Reach out to this advisor