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Stephanie Marie Cronin

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Florham Park, NJ

Paramus, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-10-09
  • NJ RA
    APPROVED
    Since 2024-10-09

Branch Locations

500 Campus Dr, Florham Park, NJ 07932 • United States

115 W Century Rd, Paramus, NJ 07652 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citibank New York NY 12/2018 08/2024
Bank Of America New York NY 08/2018 12/2018
Citibank New York NY 02/2016 07/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Florham Park NJ 08/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-31
S63 Uniform Securities Agent State Law Examination 2022-01-28
  • S66 Uniform Combined State Law Examination
    2023-10-31
  • S63 Uniform Securities Agent State Law Examination
    2022-01-28
Other Names
  • Stephanie Cronin
  • Stephanie M Cronin

View on SEC IAPD

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