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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-05-12
IL RA APPROVED 2023-02-27
  • TX RA
    APPROVED
    Since 2023-05-12
  • IL RA
    APPROVED
    Since 2023-02-27

Branch Locations

800 E Higgins Rd, Schaumburg, IL 60173 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc Chicago IL 08/2021 04/2022
Unemployed Pingree Grove IL 02/2021 08/2021
Comcast Schaumburg IL 08/2016 02/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Schaumburg IL 11/2022 Present
Dw Enterprise Llc Elgin IL 06/2022 09/2022
Exp Realty Llc Schaumburg IL 05/2022 11/2022
Bank Of America N.A. Schaumburg IL 01/2023 Present
  • 08/2021 → 04/2022
    E*Trade Securities Llc
    Chicago, IL
  • 02/2021 → 08/2021
    Unemployed
    Pingree Grove, IL
  • 08/2016 → 02/2021
    Comcast
    Schaumburg, IL
  • 11/2022 → Present
    Schaumburg, IL
  • 06/2022 → 09/2022
    Dw Enterprise Llc
    Elgin, IL
  • 05/2022 → 11/2022
    Exp Realty Llc
    Schaumburg, IL
  • 01/2023 → Present
    Bank Of America N.A.
    Schaumburg, IL
Other Businesses

I*3835266 Entity Type: Entity For Profit Name of OBA: Arena Collective LLC Address: Saint Charles, Illinois, 60174 Investment Related: No Position, Title, Association: General Partner/Managing Member,Owner Employee Start Date: 02/16/2026 Number of Hours: 15, Weekly Number of Hours during trading: 0, Weekly Duties: Buy and Sell hobby collectibles such as trading cards, plushies and sports memorabilia Single member owner and operator

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-24
S63 Uniform Securities Agent State Law Examination 2022-03-03
  • S66 Uniform Combined State Law Examination
    2023-02-24
  • S63 Uniform Securities Agent State Law Examination
    2022-03-03
Other Names
  • Vinny Arena
  • Vince Arena
  • Vincent A Arena

View on SEC IAPD

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