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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2018-11-02 |
Branch Locations
10800 Sikes Place Suite 205, Charlotte, NC 28277 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors Inc | Charlotte | NC | 01/2005 | 11/2018 |
| Osaic Wealth, Inc. | Charlotte | NC | 11/2018 | Present |
1. PHOTOGRAPHER, KYLE WORTHY PHOTOGRAPHY, 10524 ROYAL WINCHESTER DR, CHARLOTTE, NC 28277, OWNER - PHOTOGRAPHER, START OF RELATIONSHIP: MAR 1, 2011, APPROXIMATE # OF HOURS PER MONTH: 20 .... CONSULTANT, MAXWORTH CONSULTING GROUP, LLC, 10800 SIKES PLACE, SUITE 205, CHARLOTTE, NC 28277, EVALUATION, DESIGN AND IMPLEMENTATION OF COMPENSATION STRATEGIES, START OF RELATIONSHIP: APR 26, 2006, APPROXIMATE # OF HOURS PER MONTH: 40, APPROXIMATE # OF HOURS SPENT DURING REGULAR SECURITIES TRADING HOURS: 20... 2. MAXWORTH BENEFITS GROUP, LLC POSITION: Employee NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 02/01/2007 ADDRESS: 10800 Sikes Place, STE 205, Charlotte NC 28277, United States DESCRIPTION: Marketing 3. MAXWORTH CONSULTING GROUP, LLC POSITION: Marketing Director NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 06/02/2008 ADDRESS: 10800 Sikes Place, Suite 2025, Charlotte NC 28277, United States DESCRIPTION: Consultant role, leads marketing and technology initiatives, email campaigns, LinkedIn, posts, website design. 4. INSURANCE BROKERAGE POSITION: Broker NATURE: Insurance Brokerage INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/13/2005 ADDRESS: 10800 Sike Place, Ste 205, Charlotte NC 28277, United States DESCRIPTION: Outside brokerage relationship for insurance products
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-04-17 |
| S63 | Uniform Securities Agent State Law Examination | 2005-03-14 |
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