Best Investors Account Sign in

Kyle Stuart Worthy

Osaic Wealth, Inc.

Charlotte, NC

Claim This Profile
Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2018-11-02
  • NC RA
    APPROVED
    Since 2018-11-02

Branch Locations

10800 Sikes Place Suite 205, Charlotte, NC 28277 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Signator Investors Inc Charlotte NC 01/2005 11/2018
Osaic Wealth, Inc. Charlotte NC 11/2018 Present
  • 01/2005 → 11/2018
    Signator Investors Inc
    Charlotte, NC
  • 11/2018 → Present
    Charlotte, NC
Previous Registrations
  • 2008-06-11 → 2018-11-02
    Signator Investors, Inc.
    Charlotte, NC
    Charlotte, NC
Other Businesses

1. PHOTOGRAPHER, KYLE WORTHY PHOTOGRAPHY, 10524 ROYAL WINCHESTER DR, CHARLOTTE, NC 28277, OWNER - PHOTOGRAPHER, START OF RELATIONSHIP: MAR 1, 2011, APPROXIMATE # OF HOURS PER MONTH: 20 .... CONSULTANT, MAXWORTH CONSULTING GROUP, LLC, 10800 SIKES PLACE, SUITE 205, CHARLOTTE, NC 28277, EVALUATION, DESIGN AND IMPLEMENTATION OF COMPENSATION STRATEGIES, START OF RELATIONSHIP: APR 26, 2006, APPROXIMATE # OF HOURS PER MONTH: 40, APPROXIMATE # OF HOURS SPENT DURING REGULAR SECURITIES TRADING HOURS: 20... 2. MAXWORTH BENEFITS GROUP, LLC POSITION: Employee NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 02/01/2007 ADDRESS: 10800 Sikes Place, STE 205, Charlotte NC 28277, United States DESCRIPTION: Marketing 3. MAXWORTH CONSULTING GROUP, LLC POSITION: Marketing Director NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 06/02/2008 ADDRESS: 10800 Sikes Place, Suite 2025, Charlotte NC 28277, United States DESCRIPTION: Consultant role, leads marketing and technology initiatives, email campaigns, LinkedIn, posts, website design. 4. INSURANCE BROKERAGE POSITION: Broker NATURE: Insurance Brokerage INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/13/2005 ADDRESS: 10800 Sike Place, Ste 205, Charlotte NC 28277, United States DESCRIPTION: Outside brokerage relationship for insurance products

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-04-17
S63 Uniform Securities Agent State Law Examination 2005-03-14
  • S65 Uniform Investment Adviser Law Examination
    2017-04-17
  • S63 Uniform Securities Agent State Law Examination
    2005-03-14
Other Names
  • Kyle Staurt Worthy
  • Kyle Worthy

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Charlotte, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor