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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2025-07-10
  • MI RA
    APPROVED
    Since 2025-07-10

Branch Locations

9475 Holly Rd Ste 208, Grand Blanc, MI 48439 • United States

Flint/Genesee Township, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Flint MI 09/2011 10/2016
Stephens Wealth Management Group Flint MI 09/2011 10/2016
Raymond James & Associates Bloomfield Hills MI 12/2016 06/2025
Ameriprise Financial Services, Llc Grand Blanc MI 06/2025 Present
  • 09/2011 → 10/2016
    Raymond James Financial Services
    Flint, MI
  • 09/2011 → 10/2016
    Stephens Wealth Management Group
    Flint, MI
  • 12/2016 → 06/2025
    Raymond James & Associates
    Bloomfield Hills, MI
  • 06/2025 → Present
    Grand Blanc, MI
Previous Registrations
Other Businesses

Business Ownership; Advanced Powerwash, LLC; I will be behind the scenes administration and accounting. More of the President/Treasurer role.; Power washing business - I will be helping him with the administrative duties of running a business behind the scenes, he does the actual work with customers.; 3365 S Kearsley Blvd, , Flint, MI, 48506; Not Investment-Related; 04/01/2026; 10 to 19 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-02
S63 Uniform Securities Agent State Law Examination 2005-06-24
  • S66 Uniform Combined State Law Examination
    2019-08-02
  • S63 Uniform Securities Agent State Law Examination
    2005-06-24
Other Names
  • Raynell Ann Stanley
  • Raynell Tolley
  • Raynell Ann Tolley

View on SEC IAPD

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