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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2015-07-23
  • IN RA
    APPROVED
    Since 2015-07-23

Branch Locations

910 N. Delaware St., Indianapolis, IN 46202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Eminent Wealth Strategies Indianapolis IN 07/2015 Present
Lpl Financial Llc Indianapolis IN 07/2015 Present
  • 07/2015 → Present
    Eminent Wealth Strategies
    Indianapolis, IN
  • 07/2015 → Present
    Indianapolis, IN
Previous Registrations
  • 2009-10-15 → 2015-05-29
    Indianapolis, IN
    Indianapolis, IN
  • 2008-08-22 → 2009-12-31
    Mack Financial Group, Inc.
    Indianapolis, IN
Other Businesses

1. 07/23/2015 - EMINENT WEALTH STRATEGIES - INV REL - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - START 7/1/2015 - 160 HOUR PER MONTH, 100$ TIME SPENT, 32 DURING TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-05-11
  • S66 Uniform Combined State Law Examination
    2005-05-11

View on SEC IAPD

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