Michael Christopher Sciortino

Ubs Financial Services Inc.

CRD 7410953

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2024-06-17
NJ	RA	APPROVED	2022-01-20

NY RA
APPROVED

Since 2024-06-17
NJ RA
APPROVED

Since 2022-01-20

Branch Locations

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

1000 Harbor Boulevard, Weehawken, NJ 07086 • United States

Brooklyn, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Weehawken	NJ	08/2021	Present
Bny Mellon	New York	NY	10/2018	08/2021
Well Fargo Investment Institute	New York	NY	07/2017	10/2018
Wilmington Trust	New York	NY	08/2013	07/2017

08/2021 → Present

Ubs Financial Services Inc.

Weehawken, NJ
10/2018 → 08/2021

Bny Mellon

New York, NY
07/2017 → 10/2018

Well Fargo Investment Institute

New York, NY
08/2013 → 07/2017

Wilmington Trust

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-01-19

S66 Uniform Combined State Law Examination

2022-01-19

View on SEC IAPD

More in Weehawken, NJ

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