Best Investors Account Sign in

Andrew Chang

Wells Fargo Clearing Services, LLC

Los Angeles, CA

Salt Lake City, UT

Salt Lake City, UT

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-18
UT RA APPROVED 2021-11-12
  • TX RA
    APPROVED
    Since 2022-01-18
  • UT RA
    APPROVED
    Since 2021-11-12

Branch Locations

1999 Avenue Of The Stars Ste 2200, Los Angeles, CA 90067 • United States

Salt Lake City, UT • United States

5201 Amelia Earhart Dr 2Nd & 3Rd Fls [Wt & Cst], Salt Lake City, UT 84116 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Digital Ontelligence Systems Llc Mclean VA 06/2021 Present
Wells Fargo Clearing Services Llc Salt Lake City UT 06/2021 Present
Amazon Columbus OH 05/2020 08/2020
Red Butte Cafe Salt Lake City UT 11/2019 03/2020
The Golf Club New Albany OH 05/2015 08/2017
University Of Utah Salt Lake City UT 08/2017 05/2021
Independent New Albany OH 08/2016 05/2017
  • 06/2021 → Present
    Digital Ontelligence Systems Llc
    Mclean, VA
  • 06/2021 → Present
    Wells Fargo Clearing Services Llc
    Salt Lake City, UT
  • 05/2020 → 08/2020
    Amazon
    Columbus, OH
  • 11/2019 → 03/2020
    Red Butte Cafe
    Salt Lake City, UT
  • 05/2015 → 08/2017
    The Golf Club
    New Albany, OH
  • 08/2017 → 05/2021
    University Of Utah
    Salt Lake City, UT
  • 08/2016 → 05/2017
    Independent
    New Albany, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-08
S63 Uniform Securities Agent State Law Examination 2021-09-10
  • S66 Uniform Combined State Law Examination
    2021-11-08
  • S63 Uniform Securities Agent State Law Examination
    2021-09-10

View on SEC IAPD

Other Firms

POST ADVISORY GROUP, LLC
WESTMOUNT PARTNERS, LLC
GIDEON CAPITAL, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
TLG ADVISORS, INC.
NORTHERN TRUST SECURITIES, INC.
NUVEEN ASSET MANAGEMENT, LLC
WEALTHSPIRE RETIREMENT ADVISORY

Other Investors

TERRENCE MICHAEL DEMOREST
DIMITRI JIMMY KRIKELAS
CHRISTOPHER MILES WERNER
Sarah Mushtaq Chhotani
Julie Ann Yoon
Olivia R DiNapoli
Natalie Jeanne-Marie Glover
JAMES EDGAR BERLINER

Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

More in Los Angeles, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor