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Andreas Riemann

Wells Fargo Clearing Services, LLC

Charlotte, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-06-02
  • TX RA
    APPROVED_RES
    Since 2022-06-02

Branch Locations

1525 West Wt Harris Blvd Bldg 3 - 3Rd Fl, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Digital Intelligence Systems Llc Mclean VA 06/2021 Present
Wells Fargo Clearing Services Llc Charlotte NC 06/2021 Present
Hendrix Columbia SC 01/2019 06/2019
Rioz Brazilian Steakhouse North Myrtle Beach SC 06/2019 08/2019
Rioz Brazilian Steakhouse Columbia SC 08/2019 03/2020
Rioz Brazilian Steakhouse North Myrtle Beach SC 06/2020 07/2020
Carroll Financial Charlotte NC 07/2020 08/2020
Rioz Brazilian Steakhouse Columbia SC 08/2020 06/2021
Unemployed Charlotte NC 01/2010 01/2019
Unemployed Columbia SC 03/2020 06/2020
  • 06/2021 → Present
    Digital Intelligence Systems Llc
    Mclean, VA
  • 06/2021 → Present
    Wells Fargo Clearing Services Llc
    Charlotte, NC
  • 01/2019 → 06/2019
    Hendrix
    Columbia, SC
  • 06/2019 → 08/2019
    Rioz Brazilian Steakhouse
    North Myrtle Beach, SC
  • 08/2019 → 03/2020
    Rioz Brazilian Steakhouse
    Columbia, SC
  • 06/2020 → 07/2020
    Rioz Brazilian Steakhouse
    North Myrtle Beach, SC
  • 07/2020 → 08/2020
    Carroll Financial
    Charlotte, NC
  • 08/2020 → 06/2021
    Rioz Brazilian Steakhouse
    Columbia, SC
  • 01/2010 → 01/2019
    Unemployed
    Charlotte, NC
  • 03/2020 → 06/2020
    Unemployed
    Columbia, SC
Other Businesses

POWER OF ATTORNEY FOR PARENTS; INV RELATED; CHARLOTTE, NC; POA; 05/2025; 1 HOUR PER MONTH; 0 DURING TRADING; POA FOR PARENTS

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-03-26
  • S63 Uniform Securities Agent State Law Examination
    2022-03-26

View on SEC IAPD

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