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Shane Michael Carter

LPl Financial LLC

Fort Mill, SC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-01-11
NC RA APPROVED 2024-01-07
SC RA APPROVED 2024-01-07
  • TX RA
    APPROVED
    Since 2024-01-11
  • NC RA
    APPROVED
    Since 2024-01-07
  • SC RA
    APPROVED
    Since 2024-01-07

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Us Tech Solutions Jersey City NJ 06/2021 07/2021
Wells Fargo Clearing Services Llc Charlotte NC 06/2021 03/2022
Longbridge Financial Llc Charlotte NC 04/2021 05/2021
Total Military Management Jacksonville FL 08/2020 11/2020
Saucy Kitchen Jacksonville FL 09/2018 12/2018
Barretts Lemonade Huntington Beach CA 04/2016 10/2017
Unemployed Charlotte NC 12/2020 04/2021
Full-Time Education Jacksonville FL 01/2018 06/2020
Unemployed Jacksonville FL 11/2017 08/2018
Lpl Financial Llc Fort Mill SC 06/2022 Present
  • 06/2021 → 07/2021
    Us Tech Solutions
    Jersey City, NJ
  • 06/2021 → 03/2022
    Wells Fargo Clearing Services Llc
    Charlotte, NC
  • 04/2021 → 05/2021
    Longbridge Financial Llc
    Charlotte, NC
  • 08/2020 → 11/2020
    Total Military Management
    Jacksonville, FL
  • 09/2018 → 12/2018
    Saucy Kitchen
    Jacksonville, FL
  • 04/2016 → 10/2017
    Barretts Lemonade
    Huntington Beach, CA
  • 12/2020 → 04/2021
    Unemployed
    Charlotte, NC
  • 01/2018 → 06/2020
    Full-Time Education
    Jacksonville, FL
  • 11/2017 → 08/2018
    Unemployed
    Jacksonville, FL
  • 06/2022 → Present
    Lpl Financial Llc
    Fort Mill, SC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-05
  • S66 Uniform Combined State Law Examination
    2024-01-05
Other Names
  • Shane Carter

View on SEC IAPD

Other Firms

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BELLEAIR WEALTH MANAGEMENT, LLC
WEALTHCARE ADVISORY PARTNERS LLC
INSIGHT SECURITIES, INC.
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
EDWARD JONES
SCHWAB WEALTH ADVISORY, INC.
PFS INVESTMENTS INC.

Other Investors

ALPESH JITENDRA PATEL
Tamrah Jennifer Bordini
MATTHEW N WALLEN
RAMIRO IGNACIO PARES
NILDA MELGAREJO DE BOYRIE
STEVEN Samuel SHANEYFELT
Katie Wineski Riegel
Christopher Wayne McAlister

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mill, SC
BELLEAIR WEALTH MANAGEMENT, LLC · Fort Mill, SC
WEALTHCARE ADVISORY PARTNERS LLC · Fort Mill, SC
INSIGHT SECURITIES, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
EDWARD JONES · FORT MILL, SC

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