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Vincent Fallon

Rbc Capital Markets, LLC

Philadelphia, PA

Philadelphia, PA

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-04
PA RA APPROVED 2022-09-08
  • TX RA
    APPROVED
    Since 2023-01-04
  • PA RA
    APPROVED
    Since 2022-09-08

Branch Locations

130 N. 18Th Street One Logan Square, 17Th Floor, Philadelphia, PA 19103-6933 • United States

Philadelphia, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Savills Washington DC 07/2020 09/2020
Ubs Financial Services Inc Washington DC 08/2021 08/2022
Johns Hopkins University Baltimore MD 09/2017 05/2021
Unemployed Los Angeles CA 01/2012 09/2017
Rbc Capital Maaarkets, Llc Philadelphia PA 09/2022 Present
  • 07/2020 → 09/2020
    Savills
    Washington, DC
  • 08/2021 → 08/2022
    Ubs Financial Services Inc
    Washington, DC
  • 09/2017 → 05/2021
    Johns Hopkins University
    Baltimore, MD
  • 01/2012 → 09/2017
    Unemployed
    Los Angeles, CA
  • 09/2022 → Present
    Rbc Capital Maaarkets, Llc
    Philadelphia, PA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-24
  • S66 Uniform Combined State Law Examination
    2022-06-24

View on SEC IAPD

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