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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2024-10-25
  • NH RA
    APPROVED
    Since 2024-10-25

Branch Locations

Dover, NH • United States

43 Constitution Drive Suite 201, Bedford, NH 03110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Merrimack NH 06/2023 09/2024
Salve Regina University Newport RI 02/2022 05/2023
Salve Regina University Newport RI 09/2018 05/2019
Aube's Plumbing And Heating Llc Falmouth ME 05/2019 09/2019
Salve Regina University Newport RI 09/2019 05/2020
Aube's Plumbing And Heating Llc Falmouth ME 05/2020 09/2020
Salve Regina University Newport RI 09/2020 05/2021
Alpha Centric Funds Barrington RI 11/2021 02/2022
Adaptive Distribution Group Barrington RI 12/2021 03/2023
Gritty Mcduffs Brewery Freeport ME 05/2021 09/2021
Mml Investors Services, Llc Boston MA 10/2024 Present
Massmutual Life Insurance Co Boston MA 09/2024 Present
Fidelity Investments Merrimack NH 06/2023 09/2024
Aube's Due Diligence Llc Cheyenne WY 01/2023 Present
Commonwealth Financial Network Falmouth ME 06/2021 08/2021
Falmouth High School Falmouth ME 09/2014 09/2018
  • 06/2023 → 09/2024
    Fidelity Brokerage Services Llc
    Merrimack, NH
  • 02/2022 → 05/2023
    Salve Regina University
    Newport, RI
  • 09/2018 → 05/2019
    Salve Regina University
    Newport, RI
  • 05/2019 → 09/2019
    Aube's Plumbing And Heating Llc
    Falmouth, ME
  • 09/2019 → 05/2020
    Salve Regina University
    Newport, RI
  • 05/2020 → 09/2020
    Aube's Plumbing And Heating Llc
    Falmouth, ME
  • 09/2020 → 05/2021
    Salve Regina University
    Newport, RI
  • 11/2021 → 02/2022
    Alpha Centric Funds
    Barrington, RI
  • 12/2021 → 03/2023
    Adaptive Distribution Group
    Barrington, RI
  • 05/2021 → 09/2021
    Gritty Mcduffs Brewery
    Freeport, ME
  • 10/2024 → Present
    Boston, MA
  • 09/2024 → Present
    Massmutual Life Insurance Co
    Boston, MA
  • 06/2023 → 09/2024
    Fidelity Investments
    Merrimack, NH
  • 01/2023 → Present
    Aube's Due Diligence Llc
    Cheyenne, WY
  • 06/2021 → 08/2021
    Commonwealth Financial Network
    Falmouth, ME
  • 09/2014 → 09/2018
    Falmouth High School
    Falmouth, ME
Other Businesses

(1) NAME: Aube's Due Diligence INV REL: Y ADD: 2120 Carey Ave, Cheyenne WY 82001, NATURE: Analytical Reporting for Marketing Companies POSITION: Owner, START DATE: 1/1/2023, NO. HRS/MO: 20, NO. HRS/MO DUR TRADING: 0. (2) NAME: Aubex5/85 Pine, LLC, INV REL: Y, ADD: 19 Aube Woods Way, Falmouth, ME 04105, NATURE: Real Estate Investments, POSITION: Co-owner, START DATE: 06/01/2025, NO. HR/MO: 10, NO. HR/MO DURING SEC TRADING: 0, DUTIES: Investor and laborer, manual property repairs

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-17
S63 Uniform Securities Agent State Law Examination 2023-12-22
  • S66 Uniform Combined State Law Examination
    2024-10-17
  • S63 Uniform Securities Agent State Law Examination
    2023-12-22
Other Names
  • Garret C.N Aube

View on SEC IAPD

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