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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-11-17 |
| CT | RA | APPROVED | 2021-12-15 |
Branch Locations
100 W Putnam Ave Floor 04, Greenwich, CT 06830 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Greenwich | CT | 07/2021 | Present |
| Jpmorgan Chase Bank, N.A. | Greenwich | CT | 07/2021 | Present |
| Jpmorgan Chase & Co. | Nanuet | NY | 06/2020 | 08/2020 |
| Pathfinder Bank | Syracuse | NY | 06/2018 | 08/2018 |
| Syracuse University | Syracuse | NY | 07/2017 | 05/2021 |
| Stellar Cell Ny | Syracuse | NY | 04/2020 | 08/2020 |
| Lowe's | Nanuet | NY | 03/2020 | 05/2020 |
| Home Depot Inc. | Syracuse | NY | 04/2020 | 05/2020 |
| Gopuff | Syracuse | NY | 04/2020 | 04/2020 |
| Pacific Investment Management Company | Newport Beach | CA | 06/2019 | 08/2019 |
| Unemployed | Nanuet | NY | 06/2021 | 06/2021 |
| Unemployed | Purchase | NY | 06/2011 | 06/2017 |
| Browningroup Llc | Cheyenne | WY | 08/2024 | Present |
Entity Name: BROWNINGROUP LLC Investment related: No "Address: 1621 Central Avenue Cheyenne, WY 82001" Nature of the other business: Holding Company Position/Title/Relationship: Owner/Partner Start Date: 08/13/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: Holding company organized to manage ownership in subsidiaries.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-12-14 |
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