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Seann Archer Dougherty

Dougherty Investment Advisors

Spring Hill, FL

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Current Employers
Dougherty Investment Advisors

4048 Deltona Blvd., Spring Hill, FL 34606 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-01-01
TX RA APPROVED 2021-07-27
  • FL RA
    APPROVED
    Since 2025-01-01
  • TX RA
    APPROVED
    Since 2021-07-27

Branch Locations

4048 Deltona Blvd., Spring Hill, FL 34606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dougherty & Associates Spring Hill FL 02/2021 Present
Dougherty & Associates Spring Hill FL 07/2021 Present
Visual Data Media Services Burbank CA 02/2012 02/2021
  • 02/2021 → Present
    Dougherty & Associates
    Spring Hill, FL
  • 07/2021 → Present
    Dougherty & Associates
    Spring Hill, FL
  • 02/2012 → 02/2021
    Visual Data Media Services
    Burbank, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-07-01
  • S65 Uniform Investment Adviser Law Examination
    2021-07-01

View on SEC IAPD

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Other Offices

J. W. COLE ADVISORS, INC. · SPRING HILL, FL
AE WEALTH MANAGEMENT, LLC · Spring Hill, FL
OSAIC WEALTH, INC. · SPRING HILL, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SPRING HILL, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Spring Hill, FL
RAYMOND JAMES & ASSOCIATES, INC. · SPRING HILL, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WEEKI WACHEE, FL
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