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Irma Ines Quinones

LPl Enterprise, LLC

San Jose, CA

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-14
TX RA APPROVED 2024-11-14
  • CA RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED
    Since 2024-11-14

Branch Locations

1731 Technology Dr Suite 600, San Jose, CA 95110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Company San Jose CA 02/2005 05/2022
Nylife Securities San Jose CA 05/2005 05/2022
Eagle Strategies Llc San Jose CA 11/2009 05/2022
The Prudential Insurance Company Of America Walnut Creek CA 05/2022 Present
Pruco Securities, Llc Walnut Creek CA 05/2022 11/2024
Lpl Enterprise, Llc Walnut Creek CA 11/2024 Present
  • 02/2005 → 05/2022
    New York Life Insurance Company
    San Jose, CA
  • 05/2005 → 05/2022
    Nylife Securities
    San Jose, CA
  • 11/2009 → 05/2022
    Eagle Strategies Llc
    San Jose, CA
  • 05/2022 → Present
    The Prudential Insurance Company Of America
    Walnut Creek, CA
  • 05/2022 → 11/2024
    Pruco Securities, Llc
    Walnut Creek, CA
  • 11/2024 → Present
    Lpl Enterprise, Llc
    Walnut Creek, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-11-14
S63 Uniform Securities Agent State Law Examination 2005-06-18
  • S65 Uniform Investment Adviser Law Examination
    2009-11-14
  • S63 Uniform Securities Agent State Law Examination
    2005-06-18
Designations
Other Names
  • Irma Ines Quinones De Perez
  • Irma Ines Perez

View on SEC IAPD

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J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
PFG ADVISORS · San Jose, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
WELLS FARGO CLEARING SERVICES, LLC · SAN JOSE, CA
J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
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