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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-01-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Houston | TX | 01/2026 | Present |
| Jpmorgan Chase Bank, N.A. | Houston | TX | 01/2026 | Present |
| Merrill Lynch, Pierce, Fenner & Smith | Houston | TX | 01/2025 | 12/2025 |
| Wells Fargo | Houston | TX | 06/2024 | 01/2025 |
| Retired Early | Richmond | TX | 01/2022 | 05/2024 |
| J.P. Morgan Securities Llc | Sugar Land | TX | 06/2021 | 12/2021 |
| Jpmorgan Chase Bank, N.A. | Sugar Land | TX | 10/2006 | 12/2021 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-10-15 |
| S63 | Uniform Securities Agent State Law Examination | 2024-08-14 |
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