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Current Employers
Knights Of Columbus Asset Advisors Llc

One Columbus Plaza, New Haven, CT 06510 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2022-01-04
  • KS RA
    APPROVED
    Since 2022-01-04

Branch Locations

One Columbus Plaza, New Haven, CT 06510 • United States

Belleville, KS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Knights Of Columbus New Haven CT 12/2010 Present
Knights Of Columbus Asset Advisors Llc New Haven CT 07/2021 Present
B & K Bonding Salina KS 06/2014 Present
Other Businesses

Insurance - with the Knights of Columbus Started Dec 2010 Field Agent Full time job 40 plus hrs a week - Sell insurance. New Haven, CT

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-01-04
  • S65 Uniform Investment Adviser Law Examination
    2022-01-04

View on SEC IAPD

More in New Haven, CT

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