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Nathan Harban

Ameriprise Financial Services, LLC

Cedar Falls, IA

Cedar Falls, IA

CRD 7409730

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-06-27
IA RA APPROVED 2024-01-19
  • TX RA
    APPROVED
    Since 2025-06-27
  • IA RA
    APPROVED
    Since 2024-01-19

Branch Locations

2813 Terrace Dr, Cedar Falls, IA 50613 • United States

Cedar Falls, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Cedar Falls IA 10/2022 Present
Walmart Indianola IA 06/2018 01/2021
Walmart Cedar Falls IA 01/2021 10/2022
Hy-Vee Indianola IA 07/2016 06/2018
  • 10/2022 → Present
    Ameriprise Financial Services, Llc
    Cedar Falls, IA
  • 06/2018 → 01/2021
    Walmart
    Indianola, IA
  • 01/2021 → 10/2022
    Walmart
    Cedar Falls, IA
  • 07/2016 → 06/2018
    Hy-Vee
    Indianola, IA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-19
  • S66 Uniform Combined State Law Examination
    2024-01-19
Other Names
  • Nate Harban
  • Nathan Allen Harban

View on SEC IAPD

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Nearby Offices

AMERIPRISE FINANCIAL SERVICES, LLC · CEDAR FALLS, IA
AMERIPRISE FINANCIAL SERVICES, LLC · CEDAR FALLS, IA
PRINCIPAL SECURITIES, INC. · CEDAR FALLS, IA

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