Nicholas Auld Anthony

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-08-26

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
The Vanguard Group, Inc	Scottsdale	AZ	07/2021	05/2022
Domino's Llc	Phoenix	AZ	06/2020	07/2021
Domino's Team Bailey	Carrollton	TX	06/2020	07/2021
Self Employed	Addison	TX	03/2020	01/2021
Papouli's Greek Grill	San Antonio	TX	05/2019	03/2020
Baylor University	Waco	TX	08/2015	05/2019
Baylor University Office Of Admission	Waco	TX	01/2016	08/2018
Marcus By Goldman Sachs	Phoenix	AZ	05/2018	07/2021
Fidelity Investments	San Antonio	TX	06/2022	07/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated	San Antonio	TX	07/2024	Present
Uber	San Antonio	TX	11/2023	12/2023
Bank Of America, N.A.	San Antonio	TX	08/2024	Present

07/2021 → 05/2022

The Vanguard Group, Inc

Scottsdale, AZ
06/2020 → 07/2021

Domino's Llc

Phoenix, AZ
06/2020 → 07/2021

Domino's Team Bailey

Carrollton, TX
03/2020 → 01/2021

Self Employed

Addison, TX
05/2019 → 03/2020

Papouli's Greek Grill

San Antonio, TX
08/2015 → 05/2019

Baylor University

Waco, TX
01/2016 → 08/2018

Baylor University Office Of Admission

Waco, TX
05/2018 → 07/2021

Marcus By Goldman Sachs

Phoenix, AZ
06/2022 → 07/2024

Fidelity Investments

San Antonio, TX
07/2024 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Antonio, TX
11/2023 → 12/2023

Uber

San Antonio, TX
08/2024 → Present

Bank Of America, N.A.

San Antonio, TX

2024-04-05 → 2024-07-30

Fidelity Personal And Workplace Advisors

San Antonio, TX
2021-10-15 → 2022-06-07

Vanguard Advisers, Inc.

Scottsdale, AZ

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-10-01

Other Firms