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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-04-01 |
Branch Locations
1525 West Wt Harris Blvd Bldg 3 - 3Rd Fl, Charlotte, NC 28262 • United States
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robinhood Financial, Llc | Charlotte | NC | 07/2021 | 02/2022 |
| Aerotek/Volkswagen | Chattanooga | TN | 03/2021 | 07/2021 |
| Navient | Chattanooga | TN | 01/2021 | 02/2021 |
| J.P. Morgan | Chicago | IL | 05/2019 | 10/2020 |
| Bmo Harris | Buffalo Grove | IL | 02/2016 | 05/2019 |
| The Vanguard Group Inc. | Charlotte | NC | 03/2022 | 09/2025 |
| Disys | Charlotte | NC | 03/2026 | Present |
| Wells Fargo Clearing Services | Charlotte | NC | 03/2026 | Present |
| Unemployed | Charlotte | NC | 10/2025 | 03/2026 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-07-01 |
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