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Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-11-08 |
| NY | RA | APPROVED | 2022-01-28 |
Branch Locations
3 Pickwick Plz, Greenwich, CT 06830 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Abeille Bravure | Buenos Aires | 09/2014 | 04/2021 | |
| Equitable Advisors, Llc | New York | NY | 09/2021 | 01/2022 |
| Unemployed | New York | NY | 04/2021 | 09/2021 |
| Raymond James & Associates, Inc. | Greenwich | CT | 01/2022 | Present |
(1) Name of Business: Vox Trend Media LLC Address: 5203 Center Boulevard, Queens, NY, 11101, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 01/16/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: just ownership, not operational or day to day activity. plan the vision and direction of the company.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-07-07 |
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