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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-11-08
NY RA APPROVED 2022-01-28
  • CT RA
    APPROVED
    Since 2024-11-08
  • NY RA
    APPROVED
    Since 2022-01-28

Branch Locations

Riverside, CT • United States

3 Pickwick Plz, Greenwich, CT 06830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Abeille Bravure Buenos Aires 09/2014 04/2021
Equitable Advisors, Llc New York NY 09/2021 01/2022
Unemployed New York NY 04/2021 09/2021
Raymond James & Associates, Inc. Greenwich CT 01/2022 Present
  • 09/2014 → 04/2021
    Abeille Bravure
    Buenos Aires
  • 09/2021 → 01/2022
    Equitable Advisors, Llc
    New York, NY
  • 04/2021 → 09/2021
    Unemployed
    New York, NY
  • 01/2022 → Present
    Greenwich, CT
Other Businesses

(1) Name of Business: Vox Trend Media LLC Address: 5203 Center Boulevard, Queens, NY, 11101, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 01/16/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: just ownership, not operational or day to day activity. plan the vision and direction of the company.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-07
  • S66 Uniform Combined State Law Examination
    2021-07-07

View on SEC IAPD

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