Stephen W Miller

CRD 7408611

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-06-05
NY	RA	APPROVED	2023-05-25

TX RA
APPROVED

Since 2023-06-05
NY RA
APPROVED

Since 2023-05-25

Branch Locations

55 East 52Nd Street 10Th Floor, New York, NY 10055 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	New York	NY	06/2022	Present
Morgan Stanley	Baltimore	MD	07/2021	06/2022
Rhodes College	Memphis	TN	08/2017	05/2021
Allegis Global Solutions	Hanover	MD	06/2019	08/2019
Altavista Strategic Partners	Glen Burnie	MD	05/2018	08/2018
Severn School & Middle School	Severna Park	MD	08/2010	05/2017

06/2022 → Present

Morgan Stanley

New York, NY
07/2021 → 06/2022

Morgan Stanley

Baltimore, MD
08/2017 → 05/2021

Rhodes College

Memphis, TN
06/2019 → 08/2019

Allegis Global Solutions

Hanover, MD
05/2018 → 08/2018

Altavista Strategic Partners

Glen Burnie, MD
08/2010 → 05/2017

Severn School & Middle School

Severna Park, MD

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-05-25

S66 Uniform Combined State Law Examination

2023-05-25

Other Names

Stephen William Miller

View on SEC IAPD

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