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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
East Providence, RI • United States
900 Salem Street, Smithfield, RI 02917-1243 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lincoln | RI | 06/2021 | 12/2021 |
| Barrington Liquors | East Providence | RI | 08/2016 | 04/2017 |
| Citizens Financial Group | Johnston | RI | 05/2017 | 05/2021 |
| Doordash | East Providence | RI | 09/2020 | 02/2023 |
| Bank Of America, N.A. | Lincoln | RI | 09/2021 | 12/2021 |
| Citizens Securites | Johnston | RI | 12/2021 | 02/2023 |
| Fidelity Investments | Smithfield | RI | 02/2023 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-09-27 |
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