Laura P Feintech

Minneapolis, MN

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-03-05
MN	RA	APPROVED	2021-11-24

TX RA
APPROVED

Since 2022-03-05
MN RA
APPROVED

Since 2021-11-24

Branch Locations

380 Saint Peter Street Suite 1000, St. Paul, MN 55102 • United States

225 South 6Th Street, Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	St. Paul	MN	07/2021	09/2021
Unemployed	Taipei		10/2020	07/2021
U.S. Department Of State	Washington	DC	09/2006	10/2020
Morgan Stanley Smith Barney Llc	St. Paul	MN	09/2021	Present
Morgan Stanley Private Bank, N.A.	New York	NY	12/2021	Present

07/2021 → 09/2021

Morgan Stanley Smith Barney Llc

St. Paul, MN
10/2020 → 07/2021

Unemployed

Taipei
09/2006 → 10/2020

U.S. Department Of State

Washington, DC
09/2021 → Present

Morgan Stanley Smith Barney Llc

St. Paul, MN
12/2021 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-11-22

S66 Uniform Combined State Law Examination

2021-11-22

Other Names

Laura Melissa Peterson

View on SEC IAPD

Other Firms

CLEARWATER MANAGEMENT CO., INC.

FIDUCIARY COUNSELLING INC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

HILLTOP SECURITIES INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Other Investors

CHRISTIAN AUDREY NIELSEN

THOMAS W. WALSH

Patrick Daniel Carotenuto

Devon Mikala Sandhu

ANDREW EDWARD LANG

LIDDY MARIE ACHTER

MICHAEL PATRICK CLANCEY

Other Offices

CLEARWATER MANAGEMENT CO., INC. · ST PAUL, MN

FIDUCIARY COUNSELLING INC · ST PAUL, MN

MAIRS & POWER · ST. PAUL, MN

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAINT PAUL, MN

HILLTOP SECURITIES INC. · St. Paul, MN

WELLS FARGO CLEARING SERVICES, LLC · SAINT PAUL, MN

CAPTRUST · ST. PAUL, MN

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SAINT PAUL, MN

More in St. Paul, MN

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