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Current Employers
Kpp Advisory Services Llc

9300 Shelbyville Rd. Suite 1310, Louisville, KY 40222 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-02-01
KY RA APPROVED 2021-08-10
  • TX RA
    APPROVED
    Since 2022-02-01
  • KY RA
    APPROVED
    Since 2021-08-10

Branch Locations

406 E. Mt. Vernon St., Somerset, KY 42501 • United States

9300 Shelbyville Rd. Suite 1310, Louisville, KY 40222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kpp Advisory Services, Llc Somerset KY 07/2021 Present
Hospice Of Lake Cumberland Somerset KY 01/2011 06/2021
Lpl Financial Llc Somerset KY 07/2021 Present
  • 07/2021 → Present
    Somerset, KY
  • 01/2011 → 06/2021
    Hospice Of Lake Cumberland
    Somerset, KY
  • 07/2021 → Present
    Lpl Financial Llc
    Somerset, KY
Other Businesses

1) 09/08/2021 - Kentucky Planning Partners - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 09/082021- 160 Hr/Mth/8 Hours During Securities Trading 2) 09/08/2021 - KPP ADVISORY SERVICES, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Financial Professional - Start Date - 7/1/2021 - 160 Hours Per Month/7 Hours During Securities Trading - Time Spent 5% - I provide investment advisory services through KPP Advisory Services, LLC an independent investment advisor firm. I started this business activity in 08/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 1/24/2023 - Vickery Investments - Not Investment Related - 214 Linnwood Dr. Somerset, KY 42501 - Business Entity For Tax/Investment Purposes Only - Start Date - 02/01/2023 - 15 Hours Per Month/0 Hours During Securities Trading 4) 3/2/2023 - HD Investments - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date - 03/02/2023 - 20 Hours Per Month/0 Hours During Securities Trading 5) 06/30/2025 - Roofing of Southern Kentucky - CFO - Not Investment Related - Outside/W-2 Employment - St. Monticello KY - Start date: 06/30/2025 - 10 Hours Per Month/2 Hours During Securities Trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2021-10-22
S65 Uniform Investment Adviser Law Examination 2021-07-28
  • S63 Uniform Securities Agent State Law Examination
    2021-10-22
  • S65 Uniform Investment Adviser Law Examination
    2021-07-28

View on SEC IAPD

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