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9300 Shelbyville Rd. Suite 1310, Louisville, KY 40222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-02-01 |
| KY | RA | APPROVED | 2021-08-10 |
Branch Locations
406 E. Mt. Vernon St., Somerset, KY 42501 • United States
9300 Shelbyville Rd. Suite 1310, Louisville, KY 40222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kpp Advisory Services, Llc | Somerset | KY | 07/2021 | Present |
| Hospice Of Lake Cumberland | Somerset | KY | 01/2011 | 06/2021 |
| Lpl Financial Llc | Somerset | KY | 07/2021 | Present |
1) 09/08/2021 - Kentucky Planning Partners - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 09/082021- 160 Hr/Mth/8 Hours During Securities Trading 2) 09/08/2021 - KPP ADVISORY SERVICES, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Financial Professional - Start Date - 7/1/2021 - 160 Hours Per Month/7 Hours During Securities Trading - Time Spent 5% - I provide investment advisory services through KPP Advisory Services, LLC an independent investment advisor firm. I started this business activity in 08/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 1/24/2023 - Vickery Investments - Not Investment Related - 214 Linnwood Dr. Somerset, KY 42501 - Business Entity For Tax/Investment Purposes Only - Start Date - 02/01/2023 - 15 Hours Per Month/0 Hours During Securities Trading 4) 3/2/2023 - HD Investments - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date - 03/02/2023 - 20 Hours Per Month/0 Hours During Securities Trading 5) 06/30/2025 - Roofing of Southern Kentucky - CFO - Not Investment Related - Outside/W-2 Employment - St. Monticello KY - Start date: 06/30/2025 - 10 Hours Per Month/2 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2021-10-22 |
| S65 | Uniform Investment Adviser Law Examination | 2021-07-28 |
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