Andrew Lawrence Penso

Current Employers

Mission Wealth Management, Lp

1111 Chapala Street 3Rd Floor, Santa Barbara, CA 93101 • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	2019-01-23

IN RA
APPROVED

Since 2019-01-23

Branch Locations

Indianapolis, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mission Wealth Management	Santa Barbara	CA	02/2005	Present

02/2005 → Present

Mission Wealth Management

Santa Barbara, CA

Other Businesses

Woodstock Country Club; not investment-related; Indianapolis, IN; Country Club; Member of Board of Directors; 01/2024; 4 hrs per month; 0 during securities trading hours; voting member on the board but will have no check writing authority or control over any funds

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-04-27

S66 Uniform Combined State Law Examination

2006-04-27

Designations

Other Names

Andy Penso

View on SEC IAPD