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111 Center St, Little Rock, AR 72201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2022-04-26 |
| TX | RA | APPROVED | 2022-04-26 |
Branch Locations
111 Center Street, Little Rock, AR 72201-3507 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Univeristy Of Arkansas | Fayetteville | AR | 08/2017 | 04/2021 |
| Stephens Inc. | Little Rock | AR | 05/2020 | 08/2020 |
| Colliers | Little Rock | AR | 05/2018 | 08/2018 |
| Splash | Little Rock | AR | 05/2017 | 08/2017 |
| Vector Marketing | Little Rock | AR | 10/2016 | 03/2017 |
| Stephens Inc. | Little Rock | AR | 07/2021 | 07/2022 |
| Education | Little Rock | AR | 08/2011 | 05/2017 |
| Stephens Inc. | Little Rock | AR | 07/2022 | Present |
BSA, LP - Investment related - 42 Chenal Circle, Little Rock, AR 72223 - Invest in both public and private investments held and or approved at Stephens - Limited Partner - July 2021- None - None during working hours - Researching and consulting.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-05-27 |
| S65 | Uniform Investment Adviser Law Examination | 2022-04-25 |
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