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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2025-04-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade, Inc. | Omaha | NE | 07/2021 | 12/2022 |
| University Of Nebraska Omaha | Omaha | NE | 12/2020 | 07/2021 |
| Leafguard | Omaha | NE | 03/2020 | 12/2020 |
| Us Bank | Omaha | NE | 09/2017 | 03/2020 |
| Kearney Parks And Recreation | Kearney | NE | 05/2017 | 09/2017 |
| Sozo American Cuisine | Kearney | NE | 01/2015 | 09/2017 |
| Charles Schwab And Co., Inc. | Omaha | NE | 12/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-04-09 |
| S63 | Uniform Securities Agent State Law Examination | 2021-11-23 |
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