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Derek Bailey

Commonwealth Financial Services

Vienna, WV

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Current Employers
Commonwealth Financial Services

373 Timberline Parkway, Vienna, WV 26105 • United States

Current Registrations

AuthorityCategoryStatusDate
WV RA APPROVED 2023-04-14
  • WV RA
    APPROVED
    Since 2023-04-14

Branch Locations

373 Timberline Parkway, Vienna, WV 26105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
One Aquasource Holland OH 05/2014 07/2021
Securities America, Inc. Parkersburg WV 07/2021 03/2023
Arbor Point Advisors Parkersburg WV 09/2022 03/2023
Commonwealth Financial Services, Llc Parkersburg WV 03/2023 Present
  • 05/2014 → 07/2021
    One Aquasource
    Holland, OH
  • 07/2021 → 03/2023
    Securities America, Inc.
    Parkersburg, WV
  • 09/2022 → 03/2023
    Arbor Point Advisors
    Parkersburg, WV
  • 03/2023 → Present
    Commonwealth Financial Services, Llc
    Parkersburg, WV
Previous Registrations
  • 2022-09-30 → 2023-04-06
    Arbor Point Advisors
    Parkersburg, WV
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-05
  • S66 Uniform Combined State Law Examination
    2022-08-05

View on SEC IAPD

Other Firms

UNITED BROKERAGE SERVICES, INC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
MML INVESTORS SERVICES, LLC
HAZLETT, BURT & WATSON, INC.
RAYMOND JAMES & ASSOCIATES, INC.
EDWARD JONES
STATE FARM INVESTMENT MANAGEMENT CORP.
EQUITABLE ADVISORS, LLC

Other Investors

Evan Thomas Brockmeier
Samuel Martin Cremeans
Joshua Franklin Wine
CRAIG KEVIN SEACHRIST
NEAL ELLIOTT WATSON
MICHAEL CHARLES SEESE
NIKKI VON LUDE
TYLER ANDREW BRAUTIGAN

Other Offices

UNITED BROKERAGE SERVICES, INC · VIENNA, WV
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Parkersburg, WV
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Parkersburg, WV
MML INVESTORS SERVICES, LLC · VIENNA, WV
HAZLETT, BURT & WATSON, INC. · VIENNA, WV
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Vienna, WV
RAYMOND JAMES & ASSOCIATES, INC. · Vienna, WV
EDWARD JONES · VIENNA, WV

More in Vienna, WV

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