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Anna Caroline Rauh Garrido

J.P. Morgan Securities LLC

Miami, FL

CRD 7406878

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-17
FL RA APPROVED 2022-04-05
  • TX RA
    APPROVED
    Since 2022-11-17
  • FL RA
    APPROVED
    Since 2022-04-05

Branch Locations

1450 Brickell Ave Floor 33, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Miami FL 07/2021 Present
Jpmorgan Chase Bank, N.A. Miami FL 07/2021 Present
Business Career Services Gainesville FL 08/2020 04/2021
J.p. Morgan Coral Gables FL 06/2020 08/2020
Clarion Partners New York NY 06/2019 08/2019
Ventum Consulting Beijing 06/2018 07/2018
University Of Florida Gainesville FL 08/2017 04/2021
Unemployed Coral Gables FL 05/2021 06/2021
Unemployed Coral Gables FL 06/2011 07/2017
  • 07/2021 → Present
    J.P. Morgan Securities Llc
    Miami, FL
  • 07/2021 → Present
    Jpmorgan Chase Bank, N.A.
    Miami, FL
  • 08/2020 → 04/2021
    Business Career Services
    Gainesville, FL
  • 06/2020 → 08/2020
    J.p. Morgan
    Coral Gables, FL
  • 06/2019 → 08/2019
    Clarion Partners
    New York, NY
  • 06/2018 → 07/2018
    Ventum Consulting
    Beijing
  • 08/2017 → 04/2021
    University Of Florida
    Gainesville, FL
  • 05/2021 → 06/2021
    Unemployed
    Coral Gables, FL
  • 06/2011 → 07/2017
    Unemployed
    Coral Gables, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-14
  • S66 Uniform Combined State Law Examination
    2022-01-14
Other Names
  • Anna Caroline Rauh Garrido
  • Anna Caroline Rauh

View on SEC IAPD

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