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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-09-24 |
Branch Locations
10 S Dearborn St, Chicago, IL 60603-2300 • United States
8181 Communications Pkwy Bldg A, Plano, TX 75024 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A./Merrill Lynch | Dallas | TX | 10/2016 | 09/2024 |
| Pls Financial | Mesquite | TX | 09/2011 | 10/2016 |
| J.P. Morgan Securities Llc | Plano | TX | 09/2024 | Present |
| Anti Hospitality Group | Dallas | TX | 02/2024 | 08/2024 |
| Anti Hospitality Group Llc | Dallas | TX | 04/2025 | 02/2026 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-09-30 |
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