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Kevin J Caulfield

Morgan Stanley

Washington, DC

Mclean, VA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2022-08-22
TX RA APPROVED 2022-08-12
VA RA APPROVED 2022-08-12
  • DC RA
    APPROVED
    Since 2022-08-22
  • TX RA
    APPROVED
    Since 2022-08-12
  • VA RA
    APPROVED
    Since 2022-08-12

Branch Locations

1747 Pennsylvania Ave Nw Suite 900, Washington, DC 20006 • United States

1650 Tysons Boulevard Suite 1000, Mclean, VA 22102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Mclean VA 07/2021 08/2022
Jersey Mike's Subs Ashburn VA 07/2013 08/2018
Virginia Commonwealth University Richmond VA 08/2018 12/2020
Northern Virginia Community College Sterling VA 08/2014 05/2018
Unemployed Ashburn VA 12/2020 07/2021
The Andean Group Ashburn VA 02/2021 07/2021
Morgan Stanley Smith Barney Llc Mclean VA 08/2022 Present
  • 07/2021 → 08/2022
    Ubs Financial Services
    Mclean, VA
  • 07/2013 → 08/2018
    Jersey Mike's Subs
    Ashburn, VA
  • 08/2018 → 12/2020
    Virginia Commonwealth University
    Richmond, VA
  • 08/2014 → 05/2018
    Northern Virginia Community College
    Sterling, VA
  • 12/2020 → 07/2021
    Unemployed
    Ashburn, VA
  • 02/2021 → 07/2021
    The Andean Group
    Ashburn, VA
  • 08/2022 → Present
    Morgan Stanley Smith Barney Llc
    Mclean, VA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-22
  • S66 Uniform Combined State Law Examination
    2022-02-22
Other Names
  • Kevin J Caulfield

View on SEC IAPD

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Other Offices

BRYSPEN, INCORPORATED · WASHINGTON, DC
3WIRE INVESTMENT · WASHINGTON, DC
LPL FINANCIAL LLC · WASHINGTON, DC
ORIDIAN CAPITAL MANAGEMENT, L.P. · WASHINGTON, DC
C5 CAPITAL USA LLC · WASHINGTON, DC
AEB CAPITAL · WASHINGTON, DC
DOMINION FINANCIAL CONSULTANTS, LLC · WASHINGTON, DC
A.G.P. / ALLIANCE GLOBAL PARTNERS · Washington, DC

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