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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-05
VA RA APPROVED 2021-10-29
  • TX RA
    APPROVED
    Since 2023-01-05
  • VA RA
    APPROVED
    Since 2021-10-29

Branch Locations

20130 Lakeview Center Plz Ste 400, Ashburn, VA 20147 • United States

Glen Allen, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Ashburn VA 06/2021 Present
Virginia Tech Blacksburg VA 08/2017 05/2021
Fluvanna County Public Schools Palmyra VA 08/2011 05/2017
Virginia Tech Math Emporium Blacksburg VA 12/2019 03/2020
Ubereats Blacksburg VA 03/2020 07/2021
Lake Monticello Owner's Association Palmyra VA 05/2015 08/2017
Ethos Blacksburg VA 05/2019 12/2019
Massmutual Charlottesville VA 06/2019 08/2019
  • 06/2021 → Present
    Ashburn, VA
  • 08/2017 → 05/2021
    Virginia Tech
    Blacksburg, VA
  • 08/2011 → 05/2017
    Fluvanna County Public Schools
    Palmyra, VA
  • 12/2019 → 03/2020
    Virginia Tech Math Emporium
    Blacksburg, VA
  • 03/2020 → 07/2021
    Ubereats
    Blacksburg, VA
  • 05/2015 → 08/2017
    Lake Monticello Owner's Association
    Palmyra, VA
  • 05/2019 → 12/2019
    Ethos
    Blacksburg, VA
  • 06/2019 → 08/2019
    Massmutual
    Charlottesville, VA
Other Businesses

Outside Employment; YGB Operations, LLC; I don't have any roles or responsibilities in this outside business. It was created by my AFG for the sole purposes of handling payroll.; Manage advisory business; 4000 Legato Rd, Suite 1100, Fairfax, VA, 22033; Investment-Related; 08/01/2025; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-29
  • S66 Uniform Combined State Law Examination
    2021-10-29

View on SEC IAPD

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