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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-07-26
TX RA APPROVED 2021-10-04
  • NY RA
    APPROVED
    Since 2022-07-26
  • TX RA
    APPROVED
    Since 2021-10-04

Branch Locations

1174 Veterans Memorial Hwy, Hauppauge, NY 11788 • United States

Stony Brook, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Hauppauge NY 07/2021 Present
The Harbor Crab Company Patchogue NY 05/2018 06/2021
The Sports Arena St. James NY 01/2017 07/2017
Unemployed Stony Brook NY 07/2010 12/2016
Full-Time Education Buffalo NY 08/2017 05/2018
  • 07/2021 → Present
    Hauppauge, NY
  • 05/2018 → 06/2021
    The Harbor Crab Company
    Patchogue, NY
  • 01/2017 → 07/2017
    The Sports Arena
    St. James, NY
  • 07/2010 → 12/2016
    Unemployed
    Stony Brook, NY
  • 08/2017 → 05/2018
    Full-Time Education
    Buffalo, NY
Other Businesses

Outside Employment; Certainty of the Uncertainty, LLC; Other; Compensation received from an advisor owned entity established to manage the practice.; 1174 Veterans Memorial Highway, , Hauppauge , NY, 11788; Investment-Related; 01/01/2022; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-22
  • S66 Uniform Combined State Law Examination
    2021-09-22

View on SEC IAPD

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